Vincent Capital Management (VCM)

InvTed Vincent in his officeestment advisor 

About VCM: Vincent Capital is a boutique investment shop that manages individuals’ private accounts with sole discretion.

Our Principal:  Ted Vincent, VCM principal, is a previously Registered Broker and Investment Adviser (CRD#:1074067):


State Securities Law Exam

  • Series 66 – Uniform Combined State Law Examination. May 23, 2011
  • Series 63 – Uniform Securities Agent State Law Examination. Sep 20, 1983

General Industry/Products Exam

  • Series 7 – General Securities Representative Examination. Mar 31, 2011
  • Series 22 – Direct Participation Programs Representative Examination. May 12, 1983
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination. Dec 22, 1982

Ted was licensed through Morgan Stanley Smith Barney (CRD#149777) and Cigna Securities, Inc. (CRD#145).  Vincent Capital Management is unlicensed and unregistered.

Investment Philosophy:  We manage non-retirement money without tax considerations.  Our focus is to maximize returns through trading equities.  We do this with risk management considerastock-market charttions.  Long/short trading and options are all utilized in our process.

Services:  We trade your Schwab account via your signed directive authorizing trade access only.  We have no authority to transfer any assets out of your account.

Fees:  We operate on a quarterly fee based compensation plan.

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